Share on Twitter Share on LinkedIn Share via e-mail
Home About Contact Us



We use cookies, if you consent to this use, please continue to browse our site.


Client Money: Core Principles

With respect to client money under the CASS Requirements, there are some core principles that your firm should consider, these  are:

When you’ve determined that parts of  your business fall within the scope of the client money requirements, then the appropriate identification of where client money may arise in the firms’ business should then found the basis of the firm’s systems, processes, controls and review of client money.

If you would like help in considering these core principles in relation to your own business or require assistance with your Client Money & Assets Reporting (CMAR), then please get in touch with the friendly and helpful consultants at Compound Growth Ltd.


CASS Rules & FCA Timeline

Client Money Support & Compliance Assistance

Compound Growth can assist firms of all sizes to ensure they have the necessary procedures in place to remain compliant with the regulator’s rules pertaining to client money and client assets as set out in the CASS Sourcebook.

In particular we can support your firm in establishing suitable accounting systems as well as developing client money policies in line with industry best practice and the FCA’s guidance.

If you would like to discuss client money or client assets further, please feel free to contact us or email

What is Client Money?

Client Money News